Compliance Examiner 1

Baton Rouge, LA, US, United States

Job Description

Salary


$3,345.00 - $6,566.00 Monthly

Location

Baton Rouge, LA

Job Type


Classified

Job Number


LDI-2025-53

Department


Insurance-Commissioner of Insurance

Opening Date


11/12/2025

Closing Date


12/3/2025 11:59 PM Central

About this Job


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Division:

Office of Financial Solvency/Financial Examinations/Analysis or Field


The Louisiana Department of Insurance is seeking a motivated and analytical

Compliance Examiner 1

to help protect the financial stability of Louisiana's insurance and financial service industries. In this role, you'll conduct in-depth financial examinations, review regulatory filings, and work directly with industry professionals to ensure compliance with state and federal laws. If you enjoy problem-solving, working independently, and making a direct impact on the integrity of financial systems, we'd love to hear from you!


Minimum Qualifications


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Three years of experience in accounting, auditing, banking, compliance management, financial operations, or insurance; OR



Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR



A bachelor's degree with nine semester hours in accounting and an additional fifteen semester hours in accounting, economics, finance, business law, insurance, statistics, financial analysis, or money and banking; OR



A bachelor's degree in accounting, auditing, finance, business administration, management, economics, or statistics; OR



An advanced degree in accounting, auditing, finance, business or public administration, management, economics, quantitative methods, or statistics; OR



A Certified Public Accountant (CPA) license, Certified Financial Examiner (CFE), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) designation.



EXPERIENCE SUBSTITUTION:

Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.

Job Specification


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The official job specifications for this role, as defined by the State Civil Service, can be found here.


Job Duties and Other Information


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Job Duties:


As a Compliance Examiner 1, you will/may:

Review financial and operational records from banks, credit unions, insurance companies, and other financial service providers to help ensure they follow state and federal regulations. Analyze financial information to confirm the accuracy of reported assets, liabilities, and equity, helping institutions maintain sound financial practices. Review investment portfolios, loans, real estate holdings, and other financial activities to verify compliance and identify potential areas of concern. Evaluate financial statements and related documentation to ensure information is accurate, complete, and consistent with accounting standards. Prepare clear and organized reports that summarize findings and highlight key areas such as liquidity, asset concentrations, and overall financial stability. Work directly with company representatives and management to request information, clarify details, and discuss examination results. Assist experienced examiners during field or desk reviews and occasionally lead smaller examination assignments under supervision. Participate in professional development and complete the introductory Compliance Examiner School to build foundational skills in examination and analysis.

Position-Specific Details:

Appointment Type:

Probational or Job Appointment

Location:

Office of Financial Solvency/Financial Examinations/Analysis or Field Division.

Compensation:

The salary offered will be determined based on qualifications and experience.

About the Division:

The Office of Financial Solvency's primary mission is to monitor the financial health of regulated entities through statutorily mandated filed examinations and financial analyses and to provide actuarial analysis of rate filings, adequacy of insurers' reserves, and insurance legislation.

Career Growth Opportunity:

Advancement in this role may involve earning professional designations through the Society of Financial Examiners (SOFE), such as the Accredited Financial Examiner (AFE) and Certified Financial Examiner (CFE). Each designation involves passing four exams and meeting SOFE's work experience requirements (two years for the AFE, three years for the CFE). These certifications can only be awarded upon application to SOFE and are a key step toward promotion to the next level.

Legal Statement:

The LA Department of Insurance is a State As a Model Employer (SAME) agency that supports improved employment opportunities for individuals with disabilities.

How To Apply:

NO CIVIL SERVICE

exam is required to be considered for this vacancy.

Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.Information to support your eligibility for the position must be included in the application (i.e., relevant, detailed experience/education).Resumes will not be accepted in lieu of completed education and experience sections. Applications may be rejected if incomplete.


Contact Information:

For further information about this vacancy, contact:


Dr. Phillip Donagriche
Louisiana Department of Insurance
P.O. Box 94214
Baton Rouge, LA 70804
Phillip.Donagriche@ldi.la.gov

Louisiana State Government represents a wide variety of career options and offers an outstanding opportunity to make a difference through public service. With an array of career opportunities in every major metropolitan center and in many rural areas, state employment provides an outstanding option to begin or continue your career.



As a state employee, you will earn competitive pay, choose from a variety of benefits, and have access to a great professional development program:



Insurance Coverage

More information can be found at https://info.groupbenefits.org/



Parental Leave

- Up to six weeks paid parental leave

More information can be found at https://www.civilservice.louisiana.gov/Parental-Leave/Default.aspx



Holidays and Leave

- State employees receive the following paid holidays each year:New Year's Day Martin Luther King, Jr. Day, Mardi Gras, Good Friday, Memorial Day, Independence Day, Labor Day, Veteran's Day, Thanksgiving Day and Christmas Day. Additional holidays may be proclaimed by the Governor


State employees earn sick and annual leave which can be accumulated and saved for future use. Your accrual rate increases as your years of service increase.



Retirement

- State of Louisiana employees are eligible to participate in various retirement systems (based on the type of appointment and agency for which an employee works). These retirement systems provide retirement allowances and other benefits for state officers and employees and their beneficiaries. State retirement systems may include (but are not limited to): Louisiana State Employees Retirement System (www.lasersonline.org). LASERS has provided this video to give you more detailed information about their system*
Teacher's Retirement System of Louisiana (www.trsl.org), * Louisiana School Employees Retirement System (www.lsers.net), among others

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Job Detail

  • Job Id
    JD6062144
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    3345.0 6566.0 USD
  • Employment Status
    Permanent
  • Job Location
    Baton Rouge, LA, US, United States
  • Education
    Not mentioned